Policy Priorities
Comment Letters
ICI Global Comment Letter on Financial Resources and Tools for Central Counterparty Resolution (pdf)
ICI Global Response to Central Bank of Ireland Discussion Paper (pdf)
ICI Comment Letter to IRS on New Roth Catch-Up Requirement Under SECURE 2.0 Act
On October 24, 2023, ICI submitted the attached comment letter to IRS and Treasury in response to...
Fund Governance
ICI and IDC Joint Comment Letter to the PCAOB's Proposed Amendments (pdf)
Navigating Intermediary Relationships (pdf)
2020 Annual Report to Members: A Conversation with IDC Managing Director Thomas Kim
As Thomas Kim finished his first year as IDC's managing director, he sat down to discuss the...
Fund Regulation
Proxy Advisory Firms—Killing Closed-End Funds Softly with Their Policies
October 25, 2023—Closed-end funds (CEFs) trying to fend off hostile hedge funds and other activist...
Closed-End Fund Activism (pdf)
ICI: SEC Has Missed the Mark in Money Market Fund Rulemaking
ICI President and CEO Eric Pan released the following statement regarding the Securities and...
Retirement Security
ICI to Co-Host ERISA 50th Anniversary Symposium and Gala
Washington, DC; November 30, 2023—The ICI announced that it and eight other associations will host...
ICI Comment Letter to IRS on New Roth Catch-Up Requirement Under SECURE 2.0 Act
On October 24, 2023, ICI submitted the attached comment letter to IRS and Treasury in response to...
ICI Applauds Passage of the SECURE 2.0 Act
ICI thanks the members of the House and Senate for their commitment to Americans’ retirement...
Taxes
ICI Comment Letter to IRS on New Roth Catch-Up Requirement Under SECURE 2.0 Act
On October 24, 2023, ICI submitted the attached comment letter to IRS and Treasury in response to...
ICI Comment Letter to IRS and Treasury on EPCRS Program (pdf)
ICI and IDC Joint Comment Letter to the PCAOB's Proposed Amendments (pdf)
Testimony
Statement for House Hearing on Diversity and Inclusion Performance at America's Large Investment Firms (pdf)
Statement for Senate Hearing on Financial Stability Oversight Council Nonbank Designations (pdf)
Oral Statement on Financial Stability Oversight Council Nonbank Designations
Financial Stability Oversight Council Nonbank Designations Statement of Paul Schott Stevens...
Trading and Markets
ICI: “Vitally Important" That Financial Markets Remain Open
Paul Schott Stevens, president and CEO of the Investment Company Institute, issued the following...
Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
For T+2, It’s All Systems Go
For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As...