Securities and Exchange Commission Content

ICI, along with SIFMA AMG, submitted a letter to the Securities and Exchange Commission (SEC) in response to their concept release on foreign private issuer eligibility. The letter commends the SEC for undertaking a comprehensive review of foreign private issuer eligibility and urges...

Washington, DC, April 14, 2025—Investment Company Institute (ICI) President and CEO Eric J. Pan sent a letter to Securities and Exchange Commission (SEC) Chairman Paul Atkins detailing ICI’s policy recommendations for the newly confirmed SEC chairman as he takes office. The...

Investment Company Institute President and CEO Eric J. Pan today submitted a letter to SEC Chair Atkins prioritizing ICI recommendations that will have the greatest positive impact for investors. Read more in the comment letter.

Washington, DC; April 9, 2025—Today, Investment Company Institute (ICI) President and CEO Eric J. Pan released the following statement in response to the U.S. Senate confirming Paul Atkins as Chairman of the Securities and Exchange Commission (SEC): “ICI congratulates Paul Atkins on...

Washington, DC; April 3, 2025—Today, Investment Company Institute (ICI) President and CEO Eric J. Pan released the following statement after the Securities and Exchange Commission (SEC) issued a notice that it intends to grant an application for co-investment relief: “We welcome the...

Regulated funds are the natural bridge to allow individuals greater access By Eric J. Pan ( Originally published in the Financial Times on April 1, 2025) The challenge ahead for Donald Trump’s nominee for chair of the Securities and Exchange Commission is to show how the securities...

The Investment Company Institute (ICI) submitted the attached letter to Acting SEC Chairman Mark T. Uyeda requesting that the Commission further amend the Form N-PORT amendments adopted in August 2024 to: (i) eliminate the publication of each monthly Form N-PORT (including a fund's...

VIEW AS PDF In response to pandemic-induced stress in money markets three years earlier, the Securities and Exchange Commission (SEC) adopted rule amendments in July 2023 that required significant changes to prime money market funds (MMFs). 1 While strengthening the resiliency of MMFs...