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Comment Letter

ICI Comment Letter to the SEC to Expand Its Principles Based Co-Investment Relief

ICI submitted a comment letter to the Securities and Exchange Commission to expand its principles-based co-investment relief, which was first issued in April 2025—to open-end funds, thereby allowing open-end funds to participate in co-investment transactions alongside private funds under the same updated conditions as closed-end funds and business development companies.

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News Release

ICI Applauds SEC’s Order on ETF Share Class

Investment Company Institute’s President and CEO Eric J. Pan issued a statement on the Securities and Exchange Commission’s order formally allowing the first funds to offer both mutual fund and exchange-traded fund share classes.

Committee

SEC Rules Committee

The SEC Rules Committee addresses SEC regulations and other regulatory and legislative issues, other than tax-related, affecting registered investment companies and registered investment advisers.
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News Release

ICI Shares Its Retail Investor Priorities with New SEC Chair

Washington, DC, April 14, 2025—Investment Company Institute (ICI) President and CEO Eric J. Pan sent a letter to Securities and Exchange Commission (SEC) Chairman Paul Atkins detailing ICI’s policy recommendations for the newly confirmed SEC chairman as he takes office. The...