On September 27, 2024, the SEC adopted the final requirements for modernization of the EDGAR filing system to “EDGAR Next,” introducing significant technical and process changes. Join us for a one-hour webinar on May 20, 2025, at 2:00 p.m. ET, covering the SEC's newly adopted rules...
ETFs and Open-End Mutual Funds – An Overview of Product Differences, Similarities and Operational Nuances Archive Recording Join ICI on Thursday, March 13, at 1:00 p.m. ET for a one-hour webinar exploring the differences, similarities, and operational nuances between exchange-traded...
Kick off 2025 by getting up to speed on recent SEC enforcement activities of interest to fund boards and looking ahead at what to expect in a shifting regulatory environment. This webinar will feature the former director of the Securities and Exchange Commission’s Division of...
The IDC Speakers Series brings the best minds and latest thinking to the fund independent director community. Promoting excellence in fund governance in a fast-changing world depends on delivering insights on the big ideas that are shaping the environment in which regulated funds and...
Join IDC on Tuesday, July 23, from 2:00–3:00 p.m. (ET) for a timely webinar, Recent Litigation Shaping Regulatory Agencies: What Boards Should Know. This session will bring fund directors up to speed on recent cases before the Supreme Court and certain Circuit Courts that have...
Please join ICI as we revisit the topic of funds’ current proxy campaign challenges. ICI will moderate a panel of senior leaders from four respected firms whose primary business is providing proxy servicing to clients. Our discussion will focus on fund issuer campaigns for both open-...
Join us on Wednesday, May 1, from 2:00 to 3:15 p.m. ET, for a primer on Artificial Intelligence (AI) and its possible implications for the asset management industry. Panelists will discuss how the fund industry is approaching the use of AI, and its potential impact on the oversight...
This webinar will give fund directors insights into operational risks associated with service provider oversight, fund management’s risks assessments of cyber and privacy programs, and more. Panelists will discuss questions fund directors might ask in their oversight role.
