Policy Priorities

Fund Regulation

Disclosure

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Research

Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Fun...

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Comment Letter

ICI Comment Letter on Proposed Amendments to FINRA Rule 2210

Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...
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News Release

ICI Statement on SEC Reporting of Securities Loans and Short Sale Disclosure Rulemaking

October 13, 2023—ICI General Counsel Susan Olson released the following statement regarding the...
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Comment Letter

ICI Supplemental Comment Letter on Proposed Names Rule Amendments

On July 31, ICI submitted a letter supplementing our comments on the SEC's proposed amendments (...
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Comment Letter

ICI Supplemental Letter on SEC Proposed ESG Disclosure for Funds and Advisers

The Investment Company Institute is writing to supplement our views on the Securities and Exchange...
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Comment Letter

ICI Comment Letter on SEC's Proposed Revisions to Regulation S-P

The Investment Company Institute supports the U.S. Securities and Exchange Commission’s proposal to...
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Comment Letter

ICI Comment Letter on Proposed Cybersecurity Risk Management Rule for Investment Companies and Inves...

The Investment Company Institute appreciates the opportunity to provide its comments in response to...
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Comment Letter

ICI Supplemental Comment Letter on Proposed Names Rule Amendments

The Investment Company Institute is writing to supplement our prior comments on the Securities and...
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Comment Letter

ICI Supplemental Comment Letter to SEC on ESG Fund Proposal

The Investment Company Institute (ICI) is writing to reiterate our concern with the prospect of the...