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  • Issues & Advocacy

    Issues & Advocacy

    Stay informed of the policy priorities ICI champions on behalf of individual investors and the asset management industry.

    • Key Policies
      • Ensuring Tax Fairness and Financial Security
      • Establishing Certainty in Financial Regulations
      • Expanding Access to Private Markets
      • Modernizing Disclosure for a Digital World
      • Retirement Fairness for Educators and Nonprofit Employees
      • Standing Up for Main Street Investors and Retirement Savers
    • Comment Letters
    • Amicus Briefs
    Latest Comment Letters:
    ICI Default BG
    Comment Letter

    ICI Comment Letter Supporting the INVEST Act

    December 4, 2025
    ICI Default BG
    Comment Letter

    ICI Comment Letter to Support the ERISA Litigation Reform Act

    December 2, 2025
    ICI Default BG
    Comment Letter

    ICI Response to the FCA Regarding Its Consultation on Progressing Fund Tokenisation

    November 21, 2025
  • Research

    Research

    Explore research from ICI’s experts on industry-related developments, trends, and policy issues.

    View all Research

    • Statistics
      • All Statistics
      • Combined ETF and Mutual Funds
        • Weekly Combined Estimated ETF and Long-Term Flows
        • Monthly Active and Index Data
        • Monthly ESG Investing Data
        • Quarterly Worldwide Regulated Open-End Fund Market
      • Exchange Traded Funds
        • Weekly Estimated ETF Net Issuance
        • Monthly Exchange-Traded Fund Data
      • Mutual Funds
        • Weekly Estimated Long-Term Mutual Fund Flows
        • Weekly Money Market Fund Assets
        • Monthly Money Market Fund Portfolio Data
        • Monthly Trends in Mutual Fund Investing
        • Monthly Mutual Fund Complex Assets
        • Quarterly Long-Term Mutual Fund Asset Composition
        • Quarterly Mutual Fund Assets in Retirement Accounts
        • Quarterly Mutual Fund Distributions
        • Annual Institutional Mutual Fund Shareholder Data
      • Closed-End Funds
        • Quarterly Closed-End Fund Assets
      • UITs
        • Monthly Unit Investment Trust Deposits
      • More Statistics
        • 529 Plan Program Statistics
        • Quarterly Retirement Market Data
    • Investment Company Fact Book
    • Closed-End Funds
    • Defined Contribution Plans
      • 401(k)s
        • Employee Benefit Research Institute (EBRI) /ICI 401(k) Database
        • The ICI/ISS Defined Contribution Plan Profile
        • 401(k) Plan Services, Fees, and Expenses
      • Defined Contribution Plan Investors
      • Defined Contribution Plan Participant Activities
      • Households' Views on Retirement Savings
      • Income from Retirement Plans
      • Retirement Plan Coverage and Participation
    • Exchange-Traded Funds
      • ETF Owning Households
    • Fees and Expenses
    • IRAs
      • IRA Investors
      • The IRA Investor Database™
      • The Role of IRAs in US Households’ Saving for Retirement
    • Money Market Funds
    • Mutual Funds
      • Mutual Fund Ownership
    • Publications
      • ICI Research Perspective
    • Global
      • Global Industry Research
    Featured Publication
    Image
    ici-web-photo-2231144916.jpg
    Publication

    A Close Look at Exchange-Traded Funds and Their Investors (pdf)

    October 1, 2025
    Latest Research
    Image of the Department of Treasury building
    ICI Viewpoints

    Congress Takes Up FSOC Reform—Why it Matters for Millions of Fund Investors

    January 9, 2026
    A couple reviewing documents
    Perspective

    Ongoing Charges for UCITS in the European Union, 2024

    December 18, 2025
    Two office workers looking at charts on a screen
    ICI Viewpoints

    Cross-Trading Reform: Unlocking Savings and Efficiency for Funds and Investors

    December 17, 2025
  • Resource Hubs

    Resource Hubs

     Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.

    • 401(k)
    • California Consumer Privacy Law
    • Closed-End Funds
    • Commodity Investments
    • Common Ownership
    • Cybersecurity
    • Disclosure
    • DOL Fiduciary Duty Rule
    • ESG
    • Exchange-Traded Funds
    • Financial Services Regulatory
    • Financial Transaction Tax
    • Fraud Prevention
    • Global Retirement
    • Individual Retirement Account
    • Innovation
    • Liquidity Risk Management Program Rule
    • Money Market Fund
    • Processing Fees
    • Proxy Voting
    • Shortened Settlement Cycle
    • Target Retirement Date Funds
    • Treasury Clearing
  • News & Opinions

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    Read ICI’s latest publications, press releases, statements, and blog posts.

    View all News and Opinions

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    Latest News:
    Image
    Image of the Department of Treasury building
    ICI Viewpoints

    Congress Takes Up FSOC Reform—Why it Matters for Millions of Fund Investors

    January 9, 2026
    The SEC building
    News Release

    ICI Welcomes SEC's Proposed Amendments to Small Entity Definitions

    January 7, 2026
    ICI Default BG
    News Release

    ICI Welcomes OECD Pillar Two Side-by-Side Agreement

    January 5, 2026
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    Photo of Houston skyline

    ICI Innovate - Registration Now Open

    February 3-5

    Feb
    3-5

    ICI Conference

    ICI Innovate

    Houston, TX

    Mar
    22-25

    ICI Conference

    Investment Management Conference

    Palm Desert, CA
  • Sign Up
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  • Related Sites
    • IDC
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Main navigation
  • Issues & Advocacy
    Issues & Advocacy

    Issues & Advocacy

    Stay informed of the policy priorities ICI champions on behalf of individual investors and the asset management industry.

    • Key Policies
      Key Policies
      • Ensuring Tax Fairness and Financial Security
      • Establishing Certainty in Financial Regulations
      • Expanding Access to Private Markets
      • Modernizing Disclosure for a Digital World
      • Retirement Fairness for Educators and Nonprofit Employees
      • Standing Up for Main Street Investors and Retirement Savers
    • Comment Letters
    • Amicus Briefs
  • Research
    Research

    Research

    Explore research from ICI’s experts on industry-related developments, trends, and policy issues.

    View all Research

    • Statistics
      Statistics
      • All Statistics
      • Combined ETF and Mutual Funds
        Combined ETF and Mutual Funds
        • Weekly Combined Estimated ETF and Long-Term Flows
        • Monthly Active and Index Data
        • Monthly ESG Investing Data
        • Quarterly Worldwide Regulated Open-End Fund Market
      • Exchange Traded Funds
        Exchange Traded Funds
        • Weekly Estimated ETF Net Issuance
        • Monthly Exchange-Traded Fund Data
      • Mutual Funds
        Mutual Funds
        • Weekly Estimated Long-Term Mutual Fund Flows
        • Weekly Money Market Fund Assets
        • Monthly Money Market Fund Portfolio Data
        • Monthly Trends in Mutual Fund Investing
        • Monthly Mutual Fund Complex Assets
        • Quarterly Long-Term Mutual Fund Asset Composition
        • Quarterly Mutual Fund Assets in Retirement Accounts
        • Quarterly Mutual Fund Distributions
        • Annual Institutional Mutual Fund Shareholder Data
      • Closed-End Funds
        Closed-End Funds
        • Quarterly Closed-End Fund Assets
      • UITs
        UITs
        • Monthly Unit Investment Trust Deposits
      • More Statistics
        More Statistics
        • 529 Plan Program Statistics
        • Quarterly Retirement Market Data
    • Investment Company Fact Book
    • Closed-End Funds
    • Defined Contribution Plans
      Defined Contribution Plans
      • 401(k)s
        401(k)s
        • Employee Benefit Research Institute (EBRI) /ICI 401(k) Database
        • The ICI/ISS Defined Contribution Plan Profile
        • 401(k) Plan Services, Fees, and Expenses
      • Defined Contribution Plan Investors
      • Defined Contribution Plan Participant Activities
      • Households' Views on Retirement Savings
      • Income from Retirement Plans
      • Retirement Plan Coverage and Participation
    • Exchange-Traded Funds
      Exchange-Traded Funds
      • ETF Owning Households
    • Fees and Expenses
    • IRAs
      IRAs
      • IRA Investors
      • The IRA Investor Database™
      • The Role of IRAs in US Households’ Saving for Retirement
    • Money Market Funds
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    • 401(k)
    • California Consumer Privacy Law
    • Closed-End Funds
    • Commodity Investments
    • Common Ownership
    • Cybersecurity
    • Disclosure
    • DOL Fiduciary Duty Rule
    • ESG
    • Exchange-Traded Funds
    • Financial Services Regulatory
    • Financial Transaction Tax
    • Fraud Prevention
    • Global Retirement
    • Individual Retirement Account
    • Innovation
    • Liquidity Risk Management Program Rule
    • Money Market Fund
    • Processing Fees
    • Proxy Voting
    • Shortened Settlement Cycle
    • Target Retirement Date Funds
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ICI Conference

Securities Law Developments Conference

Convene Conference Center at 225 Liberty Street

November 20-20, 2025
New YorkNY
Event Overview

Program
Fees
Hotel
CLE/CPE Credit
FAQs
Sponsorship
Attendee Toolkit

FAQs

Registration


1. How can I cancel my registration? 

Refunds will be given until October 1. To cancel your registration for a refund:

1. Go to the conference website and select already registered.

2. On the next page, enter the email address you used to register and your registration confirmation number, then click log in. 
If you do not know your confirmation number, click forgot your confirmation number? and your confirmation number will be immediately emailed to you.

3. On the next page, click modify and select cancel registration. If you need additional assistance, please contact ICI’s Conference Division.

2. Is there a deadline to register for the conference?

No. Online registration will remain open through the conference, and onsite registrations will be accepted.

3. How do I cancel my registration?
  1. To cancel your registration for a refund (minus a $250 administration fee):
  2. Go to the 2025 Securities Law Developments Conference website and select already registered.
  3. On the next page, enter the email address you used to register and your registration confirmation number, then click OK.
  4. If you do not know your confirmation number, click forgot your confirmation number? and your confirmation number will be immediately emailed to you.
  5. On the next page, select cancel registration.
  6. If you need additional assistance, please contact ICI’s Conference Division.
4. How do I determine if I am eligible to register at ICI’s member registration rate?

The “registration type” on your attendee registration should reflect your firm’s membership status at the Investment Company Institute.

ICI member firms consist of SEC-registered fund companies, their investment advisers, and principal underwriters, who purchase and distribute fund shares directly or through financial intermediaries. Employees of ICI member firms should always choose the member rate.

Law firms and accounting firms are not eligible for ICI membership.

If you are uncertain of your firm’s membership status, please check the membership listing to avoid any possible invoices and registration cancellations. 

5. Is this conference open to the media?

Select sessions will be open to members of the media and noted in the program. Media registration is available here. Please contact media@ici.org with any questions.

6. How do I pick up my name badge on site? 

Name badges can be picked up at the registration desk, located in the foyer. To print your badge, you will need to enter either your name or email that you used to register.

7. Where is the on-site registration desk located, and what are the registration hours?

Registration is located in the Foyer.  
Thursday, November 20 | 8:00 a.m.–3:30 p.m. 

8. Can I bring a guest to the conference?

No, there is not a guest registration option.

9. Can I get a receipt for my registration payment?

Yes. Your confirmation email contains the financial record of your conference registration payment. If you misplaced your confirmation email or need another copy, please follow these steps:

1. Go to the conference website and select Already Registered.

2. On the next page, enter the email address you used to register and your registration confirmation number, then click Log In. 
If you do not know your confirmation number, click Forgot Your Confirmation Number? and your confirmation number will be immediately emailed to you.

3. On the next page, select Print Invoice/Receipt.

If you need additional assistance, please contact ICI’s Conference Division. 

10. How do I complete my payment with a check?

Registration with check payment is available online. For payment, select check as your payment method.

Make checks payable to the Investment Company Institute.

By Mail:
Investment Company Institute 
P.O. Box 23543 
New York, NY 10087-3543 

By Overnight Service:
JPMorgan Chase – Lockbox Processing 
Attn: Investment Company Institute & 23543 
4 Chase Metrotech Center
7th floor East
East Brooklyn, NY 11245

Check or money order payments are due five days before the start of the conference. If payment is not received prior to the start of the conference, your registration will be cancelled. 

11. How do I receive updates about this conference?

Please contact ICI’s Conference Division with your name, company name, and email address. 

Hotel


12. How can I make a hotel reservation?

This conference does not have an official hotel block. However, you can find several hotels near Convene on the hotel page.

13. Is parking available at the conference venue?

Limited parking is available near 225 Liberty Street.

14. Which airports, subway stations, and train stations are near the conference venue?

For more information on nearby airports and train stations, please visit the Convene Brookfield Place – 225 Liberty Street map and directions page.

Logistics


15. How can I edit my session selections?
  1. Go to the 2025 Securities Law Development Conference Attendee Hub page.
  2. Enter your first name, last name and email address.
    You will receive a verification code to your email and mobile number on file, if provided.
  3. On the homepage, click the Build my schedule button. Add a session to your schedule by using the Add button.
  4. All general sessions will already be included in your schedule.
16. I am attending the conference and have dietary restrictions or other special needs. How do I let the conference organizer know?

Please provide any dietary restrictions or special needs during your conference registration. If you would like to modify this information, simply click modify registration on your registration confirmation email to access and edit your information. Please note that dietary requests need to be made at least 10 days prior to your arrival.

17. Are CLE and CPE credits available?

Yes, CLE and CPE credits are available for this conference. For more information, please visit our CLE/CPE page.

CLE and CPE credits are available only for those attending the conference in-person.

18. Does this conference offer sponsorship opportunities?

Yes, opportunities are available on a first-come, first-served basis. To view a list of current available opportunities, costs, and benefits, visit our sponsorship page.

19. How can I suggest a speaker?

If you have suggestions for conference speakers, please contact ICI’s Conference Division and include the speaker’s biography with your request. 

20. What is the conference dress code?

The conference dress code is business casual.

21. Is conference Wi-Fi available onsite?

Yes, free Wi-Fi is available to attendees in all ICI meeting spaces. The network name and password will be available onsite.

22. Is there a mobile app for the conference?

Yes. The mobile app will enable you to view a wide variety of information about the conference, including general logistics, speaker information, schedule details, and session presentations. It also will enable you to pose questions electronically directly to session moderators, view and download conference materials, and take notes during the sessions. More information about how to download and access the mobile app will be available approximately one week before the conference.

23. Where can I access the attendee list?

You may view the conference attendee list before the conference by accessing your registration online.

  1. Go to the 2025 Securities Law Development Conference Attendee Hub page.
  2. Enter your first name, last name and email address.
    You will receive a verification code to your email and mobile number on file, if provided.
  3. On the next page, select Attendees from the top menu. If you need additional assistance, please contact ICI’s Conference Division. 
24. Where can I access conference materials?

All materials are available for you to review and, if you choose, download approximately one week before the conference on the mobile app.

If you have any questions, please contact ICI’s Conference Division at 202-326-5968 or conferences@ici.org.

25. Will the conference sessions be available on-demand?

On-demand viewing will be available after the conference for those who want to review any of the sessions. On-demand viewing will be free to registered conference attendees. If you were not able to attend the conference, you may register for on-demand viewing for $250 starting December 4. CLE/CPE credit is not available for sessions viewed on demand; and all on-demand registrations are nonrefundable. Select sessions will be available for on-demand viewing beginning December 4.

26. I received a text message regarding the 2025 Tax and Accounting Conference. Is this a legitimate communication?

Yes, ICI will use a third-party partner, 42Chat, to send event communications via text message using the mobile number provided during registration. Click here for 42chat’s privacy policy.

If you no longer wish to receive notifications, you may reply stop or opt-out via text message or sending an email stating your request to conferences@ici.org.

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